Note From Jimmy: I found this article to be very well written and interesting. Anthony Roberts is a guy whom I've actually met in person a few times at various fitness conferences.Regardless of what the internet says, I judge people based off of my interactions with them. Anthony has always been available to come on a podcast or email with me so when I saw he wrote this piece, I knew it would be a good one.
My opinions on training masks can be boiled down to this. I think for the right population, hard training endurance athletes, they can be a useful tool. Not the only tool, but a useful tool in certain conditions.
The Truth About Training Masks and Hypoxic Training
Hypoxic training, or the practice of limiting oxygen availability while training, has been used for decades to improve performance. The United States Olympic Training Center is located just south of Denver, Colorado, because it is the highest city in the United States, where the air is thinnest. Training in this environment will boost the production of red blood cells and aid stamina.
Over the past few decades, various methods of replicating the benefits of living a mile above sea level have been attempted, ranging from hyperbaric sleeping chambers, to low-oxygen tents, to portable hypoxic machines. If you're not a professional athlete, most of these methods will be fairly inaccessible to you. But a hypoxic mask might be within your budget (they retail for under $100). But before we get too far into the mask idea, let's talk about why masks have been around since 2009 and most people are only hearing about it now, in 2014.
Victor Conte and Your Training Mask
The idea of wearing a hypoxic mask got off to a rocky start when the first widely available version was introduced by Victor Conte, of BALCO fame. It looked similar to a dirty bar rag with face straps (while Conte's reputation in the athletic world is also similar to a dirty bar rag, face straps optional). Conte was notorious for introducing products with supposed science behind them that were later proven to do nothing, or at least very little.
When he first introduced ZMA (zinc magnesium aspartate) to the sporting world, it was done by claiming that it was the secret to his athletes' success, which we later found out was actually steroids. He even showed us a study that proved its efficacy, which he co-authored, and which was published in a reputable medical journal. Of course, we later found out it was a highly dubious online pay-to-publish journal.1
Subsequent independent studies showed ZMA supplements to provide little-to-no performance effect in athletes.2,3 So strikes one and two against this product, at least in terms of reaching mainstream commercial viability, were the fact that it looked absurd and was introduced by a snake-oil salesman.
The BS About Breathe Right
So, what about athlete testimonials regarding hypoxic masks and the people who swear that Conte's mask has helped them? Glad I asked.
Remember Breathe Right strips? They looked like little pieces of tape that went over the bridge of the nose and were supposed to increase airflow and therefore oxygen uptake. Everyone in the NFL, NHL, and half the other major sports leagues wore them for a season and swore the strips helped them perform better. But they didn't actually perform better. Nobody recorded significant improvements in any statistic their leagues track that could be attributed to the strips.
Moreover, studies not funded and/or performed by the Breathe Right company failed to show any benefit to the strips whatsoever:
There were no effects on ventilation (rate at which air passes in and out of the lungs) or oxygen consumption4
There were no significant differences in peak oxygen consumption or peak workload with and without the nasal strips5
No difference between the strip and a piece of tape6
No difference in post-exercise recovery7
No difference for perceived exertion and perceived breathing effort during sprints8
Right. So that's why we only saw athletes wearing them for a season. Plus, they looked stupid. The original hypoxic masks also looked stupid. The new ones make you look like Bane, sans Sean Connery voice. We've seen numerous athletes training in them already, but are they a fad like the nose tape? And what does the research say?
The Problems With Most of the Research
It's important to note that there isn't a tremendous body of literature on hypoxic training. In addition, the vast majority of existing research was done by having subjects exercise in a room that simulated atmospheric hypoxia (translation: the air didn't have as much oxygen).
Other tests had subjects strap a mask to their faces with a huge oxygen regulator attached by a tube to the other end (so they couldn't do much moving around). Those tests were typically limited to treadmill running or stationary cycling. The masks that we see being sold, well, if they work like training at altitude or in one of these special hypoxic rooms, then we can expect them to have the same effects.
Looking over the available research, here are some of the more relevant studies I found:
Hypoxic sprint interval training (thirty-second sprints with four minutes of rest, progressing from four to seven over six sessions) showed no advantage with simulated hypoxia. But this study (six sessions total) seems too short to draw any conclusions.
A six-week study demonstrated that sprint interval training in hypoxia upregulated muscle phosphofructokinase activity and the anaerobic threshold more than sprint interval training in normoxia, but still did not enhance endurance exercise performance.9 I believe this was also probably too short. I'm not saying a performance benefit with simulated hypoxia is certain, but if it's showing improved adaptations over normoxia after six weeks, it's not a huge leap to believe it could happen.
However, a different study showed that hypoxic conditions combined with sprint training has the ability to stimulate glycolyitic enzyme ability, which would obviously impart a training adaptation if the effect were high enough.10
Sprint training at hypoxia equivalent to 2,400m (five sets of three-minute work intervals) showed trends towards improving some areas. Rating of perceived exertion was higher and changes in bicarbonate levels and EPO trended towards possible improvement over normoxic conditions, but changes in 20m sprint time trended lower.11
And yet another interval training study, this time in cyclists, found no differences with hypoxic training, either by performance or measurement of monocarboxylate lactate transporter expression.12
In addition, fat oxidation was shown in one study to be slightly diminished (which can be a good thing, if we're looking for endurance and increased substrate efficiency), and had no additive effect on maximal measures of oxygen uptake (VO2peak) or time trial performance (measured under normoxia).13
Obviously, the results of acute hypoxic exercise are vastly different than what we see with long-term hypoxic living conditions, as we'd have with the United States Olympic teams, and even those studies have been all over the map with results. Still, with studies, the modality isn't the sole determinant of success (and I feel that most of the training protocols in these studies were awful). We also need to examine the parameters being used to measure results.
Put another way, the Westside Conjugate Method is great for increasing leg strength, but if we measured leg strength by having Westsiders run marathons...well, you get the idea. The metrics are just as important as rest of the protocol. And I believe both the training protocols and performance metrics have thus far been inadequate to accurately describe the adaptations possible with acute hypoxic training.
An Interesting Study on Hypoxic Training
Let's look at a study that showed some reasonable improvements. The study that meets most of my criteria was performed at the Japan Institute of Sports Sciences.14 This study used a hypoxic room versus a normoxic room, and had subjects perform eight weeks of resistance training on nonconsecutive days for sixteen sessions in total.
The hypoxic group was exposed to hypoxic conditions from ten minutes before and thirty minutes after the exercise session (vastly different than other protocols). (To the d-bags who wear hypoxic masks to the gym and take them off between sets to talk: you're doing it wrong.) To investigate acute responses, the subjects were exposed to these conditions from thirty minutes prior to sixty minutes after, on the first and last days.
The resistance exercises consisted of two consecutive exercises (free‐weight bench‐press and bilateral leg‐press using weight‐stack machine), each with ten repetitions for five sets at 70% of the subjects’ one‐repetition maximum (1RM) with a ninety second rest.
Strength and size gains were equal for both groups. During the training, levels of plasma oxygen were lower in the hypoxic group (obviously, as they were breathing less oxygen when the tests were taken) but growth hormone levels were significantly higher. The capillary-to-fiber ratio increased more in the oxygen-deprived lifters and vascular endothelial growth factor (VEGF) levels were also higher. Meaning, the hypoxic group was producing more blood cells and better able to restore oxygen supply to tissues when blood circulation wasn't high enough for the body's demand.
Therefore, it's not surprising that local muscular endurance was increased more in the hypoxic group as compared to the normoxic one. It also provides insight into another study that suggested a health benefit from regular short-term hypoxic training, namely the reduction of arterial stiffness and prevention of arteriosclerosis compared to training performed at a similar exercise intensity (under regular, non-hypoxic, conditions).15
My Conclusion on Training Masks
Which brings us back to hypoxic masks and how to use them. Recent meta-analysis indicates that high-intensity, short-term, and intermittent training is likely the most beneficial way to benefit from hypoxic training.16 If the masks being sold today can simulate the conditions seen in the study above, then there's a good chance we'll see someone figure out how to best use them (obviously the “just wear them when you train” protocol is going to be hit and miss at best).
Some form of brief HIIT seems to work best. I'd add that based on the Japanese study, wearing the mask before and after training is going to be essential for maximal results (and for an awesome ride to and from the gym!).
Originallypublished by Anthony Roberts on Breaking Muscle
1. L.R. Brilla and V. Conte, "Effects of a Novel Zinc-Magnesium Formulation on Hormones and Strength," Journal of Exercise Physiology, Volume 3 Number 4 October 2000.
2. Wilborn, Colin D; Kerksick, Chad M; Campbell, Bill I; Taylor, Lem W; Marcello, Brandon M; Rasmussen, Christopher J; Greenwood, Mike C; Almada, Anthony; Kreider, Richard B (2004) and Koehler, K; Parr, M K; Geyer, H; Mester, J; Schänzer, W, "Effects of Zinc Magnesium Aspartate (ZMA) Supplementation on Training Adaptations and Markers of Anabolism and Catabolism," Journal of the International Society of Sports Nutrition 2007(2): 12–20. doi:10.1186/1550-2783-1-2-12. PMC 2129161. PMID 18500945.
3. K Koehler, MK Parr, H Geyer, J Mester, W Schanzer, "Serum testosterone and urinary excretion of steroid hormone metabolites after administration of a high-dose zinc supplement," European Journal of Clinical Nutrition 63 (1): 65–70. doi:10.1038/sj.ejcn.1602899. PMID 17882141.
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5. Trocchio, M., Wimer, J. W., Parkman, A. W., and Fisher, J., "Oxygenation and exercise performance-enhancing effects attributed to the Breathe Right nasal dilator." Journal of Athletic Training, (1995): 211-214.
6. Huffman, M. S., Huffman, M. T., Brown, D. D., Quindry, J. C., and Thomas, D. Q. (1996). Exercise responses using Breathe Right external nasal dilator. Medicine & Science in Sports & Exercise, 28(5), S70.
7. Quindry, J. C., Brown, D. D., Huffman, M. S., Huffman, M. T., and Thomas, D. Q., "Exercise recovery responses using the Breathe Right nasal dilator," Medicine & Science in Sports & Exercise, (1996): 28(5), S70.
8. Papanek, P. E., Young, C. C., Kellner, N. A., Lachacz, J. G., and Spirado, A., "The effects of an external nasal dilator (Breathe Right) on anaerobic sprint performance," Medicine & Science in Sports & Exercise, (1996): 28(5), S182.
9. Richardson AJ, Gibson OR., "Simulated hypoxia does not further improve aerobic capacity during sprint interval training," J Sports Med Phys Fitness. 2014 Jul 16. [Epub ahead of print] PMID: 25028984
10. Puype J1, Van Proeyen K, Raymackers JM, Deldicque L, Hespel P., "Sprint interval training in hypoxia stimulates glycolytic enzyme activity," Med Sci Sports Exerc. 2013 Nov;45(11):2166-74. doi: 10.1249/MSS.0b013e31829734ae.
11. Buchheit M, Kuitunen S, Voss SC, Williams BK, Mendez-Villanueva A, Bourdon PC, "Physiological strain associated with high-intensity hypoxic intervals in highly trained young runners," J Strength Cond Res. 2012 Jan;26(1):94-105. Doi: 10.1519/JSC.0b013e3182184fcb.
12. Millet G, Bentley DJ, Roels B, Mc Naughton LR, Mercier J, Cameron-Smith D. "Effects of intermittent training on anaerobic performance and MCT transporters in athletes," PLoS One. 2014 May 5;9(5):e95092. doi: 10.1371/journal.pone.0095092. ECollection 2014.
13. Robach P1, Bonne T, Flück D, Bürgi S, Toigo M, Jacobs RA, Lundby C. "Hypoxic Training: Effect on Mitochondrial Function and Aerobic Performance in Hypoxia," Med Sci Sports Exerc. 2014 Mar 26.
15. Michihiro Kon, Nao Ohiwa, Akiko Honda, Takeo Matsubayashi, Tatsuaki Ikeda, Takayuki Akimoto, Yasuhiro Suzuki, Yuichi Hirano, Aaron P. Russell "Effects of systemic hypoxia on human muscular adaptations to resistance exercise training," Physiological Reports Published 6 June 2014 Vol. 2 no. e12033DOI: 10.14814/phy2.12033
16. B. Shi, T Watanabe, S. Shin, T. Yabumoto, M. Takemura, T. Matsuoka. "Effect of hypoxic training on inflammatory and metabolic risk factors: a crossover study in healthy subjects," Physiol Rep. 2014 Jan 13;2(1):e00198. doi: 10.1002/phy2.198. ECollection 2014.
17. McLean BD, Gore CJ, Kemp J. "Application of 'live low-train high' for enhancing normoxic exercise performance in team sport athletes," Sports Med. 2014 Sep;44(9):1275-87. doi: 10.1007/s40279-014-0204-8.